# MALCOLM BRADLEY CAIN

MALCOLM BRADLEY CAIN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 9 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC, TEXAS REGISTERED FINANCIAL CONSULTANTS, PLLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TEXAS REGISTERED FINANCIAL CONSULTANTS, PLLC](https://search.stillhousedata.com/firm/160090) | 2026-06-29 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-29 | present | Yes |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2017-04-05 | 2017-12-31 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2015-05-07 | 2017-01-11 | — |
| [CAPITAL ONE ADVISORS, LLC](https://search.stillhousedata.com/firm/136865) | 2015-01-28 | 2015-04-28 | — |
| [CAPITAL ONE FINANCIAL ADVISORS LLC](https://search.stillhousedata.com/firm/127236) | 2014-02-18 | 2015-01-28 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2012-09-10 | 2014-02-18 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2008-06-25 | 2012-09-04 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2006-05-16 | 2008-06-19 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2005-12-19 | 2008-06-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3028601)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3028601.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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