# VINCENT PAUL GRIMALDI

VINCENT PAUL GRIMALDI is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-03-21 | present | Yes |
| [CITIZENS SECURITIES, INC.](https://search.stillhousedata.com/firm/39550) | 2016-06-03 | 2018-04-10 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2015-02-24 | 2016-06-03 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2009-12-08 | 2015-02-05 | — |
| [B.B. GRAHAM & COMPANY, INC.](https://search.stillhousedata.com/firm/41533) | 2007-10-03 | 2009-12-16 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-10-26 | 2006-10-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3028787)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3028787.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.