# Thomas James Noon

Thomas James Noon is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-07-01 | present | Yes |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2021-07-20 | 2024-07-02 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2017-12-07 | 2021-04-21 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2015-10-13 | 2017-12-06 | — |
| [ESSEX NATIONAL SECURITIES, LLC](https://search.stillhousedata.com/firm/25454) | 2014-02-06 | 2015-10-15 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2012-09-19 | 2014-02-03 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-05-27 | 2012-09-19 | — |
| [IFMG SECURITIES, INC.](https://search.stillhousedata.com/firm/14416) | 2003-01-24 | 2008-05-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3032106)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3032106.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.