# CAROLE ANN SARSON

CAROLE ANN SARSON is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2019-03-28 | present | Yes |
| [KESTRA ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/283330) | 2016-04-20 | 2019-03-28 | — |
| [KESTRA INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/42046) | 2011-08-08 | 2016-09-22 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2010-11-05 | 2011-08-10 | — |
| [NATIONWIDE SECURITIES, LLC](https://search.stillhousedata.com/firm/11173) | 2008-08-01 | 2010-07-26 | — |
| [1717 CAPITAL MANAGEMENT COMPANY](https://search.stillhousedata.com/firm/4082) | 1999-11-19 | 2008-08-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3037277)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3037277.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.