# Lori S Smith

Lori S Smith is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with INDEPENDENT ADVISOR ALLIANCE, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT ADVISOR ALLIANCE, LLC](https://search.stillhousedata.com/firm/168267) | 2025-02-03 | present | Yes |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2023-03-10 | 2024-11-19 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2022-01-26 | 2022-07-08 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2014-01-27 | 2020-02-21 | — |
| [BB&T SECURITIES, LLC](https://search.stillhousedata.com/firm/142785) | 2013-01-02 | 2013-11-20 | — |
| [SCOTT & STRINGFELLOW, LLC](https://search.stillhousedata.com/firm/6255) | 2011-06-08 | 2013-01-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2002-04-01 | 2011-05-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3042003)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3042003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.