# SUSAN ANNE SCHAUFELE

SUSAN ANNE SCHAUFELE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2016-11-29 | present | Yes |
| [FOOTHILL SECURITIES, INC.](https://search.stillhousedata.com/firm/1027) | 2015-09-03 | 2016-11-29 | — |
| [FINTEGRA, LLC](https://search.stillhousedata.com/firm/16741) | 2009-03-11 | 2015-08-14 | — |
| [SANDERS MORRIS LLC](https://search.stillhousedata.com/firm/20580) | 2006-06-28 | 2009-03-02 | — |
| [SMH CAPITAL ADVISORS LLC](https://search.stillhousedata.com/firm/108344) | 2005-12-19 | 2006-12-31 | — |
| [FERRIS, BAKER WATTS, LLC](https://search.stillhousedata.com/firm/285) | 2003-11-04 | 2005-12-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3042775)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3042775.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.