# JOEY SERGIO SOTO

JOEY SERGIO SOTO is an investment adviser representative (IAR) with state registration records since 2000, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2015-11-02 | present | Yes |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2012-12-03 | 2015-11-06 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2012-07-12 | 2012-11-27 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2007-05-09 | 2012-06-12 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2006-07-26 | 2007-04-02 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2006-03-20 | 2006-06-21 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2003-11-12 | 2004-07-19 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2002-06-03 | 2003-11-13 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2000-09-22 | 2002-10-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3044449)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3044449.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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