# Heather Alison Smith

Heather Alison Smith is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with THRIVENT INVESTMENT MANAGEMENT INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [THRIVENT INVESTMENT MANAGEMENT INC.](https://search.stillhousedata.com/firm/18387) | 2024-04-02 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-02-05 | 2024-04-01 | — |
| [KESTRA ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/283330) | 2016-04-22 | 2020-12-18 | — |
| [KESTRA INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/42046) | 2014-12-11 | 2016-09-22 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2007-03-05 | 2014-01-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3055167)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3055167.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.