# JAMES MICHAEL MERTENS

JAMES MICHAEL MERTENS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2026-04-22 | present | Yes |
| [FOUNDERS FINANCIAL ALLIANCE, LLC](https://search.stillhousedata.com/firm/173011) | 2024-03-16 | 2026-04-22 | — |
| [INDEPENDENT ADVISOR ALLIANCE, LLC](https://search.stillhousedata.com/firm/168267) | 2016-01-15 | 2024-03-15 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2006-10-18 | 2020-10-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3059385)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3059385.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.