# CYNTHIA SUSAN PELOSI

CYNTHIA SUSAN PELOSI is an investment adviser representative (IAR) with state registration records since 2001, appearing at 9 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2025-12-19 | present | Yes |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2022-01-11 | 2023-11-03 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2021-09-22 | 2022-01-06 | — |
| [SWAN GLOBAL INVESTMENTS, LLC](https://search.stillhousedata.com/firm/114669) | 2017-11-14 | 2019-10-04 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2016-06-02 | 2017-02-22 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2013-10-22 | 2015-01-30 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2007-06-22 | 2012-11-05 | — |
| [KELMOORE INVESTMENT COMPANY, INC.](https://search.stillhousedata.com/firm/22509) | 2006-07-11 | 2006-12-31 | — |
| [WILLIAM R. HOUGH & CO.](https://search.stillhousedata.com/firm/2235) | 2001-09-12 | 2003-03-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3060831)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3060831.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.