# JAMES DAVID DOSS

JAMES DAVID DOSS is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-10-02 | present | Yes |
| [ARBOR POINT ADVISORS](https://search.stillhousedata.com/firm/165127) | 2020-11-06 | 2023-10-02 | — |
| [KMS FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/3866) | 2018-01-08 | 2020-11-06 | — |
| [SIGNATOR INVESTORS, INC.](https://search.stillhousedata.com/firm/468) | 2015-12-28 | 2017-12-31 | — |
| [SIGNATOR FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/19061) | 2003-04-07 | 2015-12-28 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 1998-08-18 | 2003-04-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3062169)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3062169.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.