# DANIEL SEAN SPENCER

DANIEL SEAN SPENCER is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-02-04 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2015-09-11 | 2025-02-07 | — |
| [FORT FREDERICA CAPITAL, LLC](https://search.stillhousedata.com/firm/168389) | 2014-01-30 | 2015-12-21 | — |
| [NATIONWIDE SECURITIES, LLC](https://search.stillhousedata.com/firm/11173) | 2010-04-29 | 2010-12-31 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2007-01-31 | 2007-09-13 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2003-10-02 | 2006-06-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3068294)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3068294.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.