# THOMAS PATRICK CAFFREY

THOMAS PATRICK CAFFREY is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with ALLSTATE FINANCIAL ADVISORS, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ALLSTATE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/109524) | 2014-07-21 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-11-26 | 2013-02-08 | — |
| [L.M. KOHN & COMPANY](https://search.stillhousedata.com/firm/27913) | 2012-01-17 | 2012-05-22 | — |
| [MIDSOUTH CAPITAL, INC.](https://search.stillhousedata.com/firm/35039) | 2010-09-03 | 2012-01-17 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 2009-09-24 | 2010-08-30 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2009-10-08 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2008-11-14 | 2009-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3069049)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3069049.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.