# THOMAS WAYNE ULRICH

THOMAS WAYNE ULRICH is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with SPROTT ASSET MANAGEMENT USA INC., RESOURCE CAPITAL INVESTMENT CORPORATION.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RESOURCE CAPITAL INVESTMENT CORPORATION](https://search.stillhousedata.com/firm/166722) | 2013-08-01 | present | Yes |
| [SPROTT ASSET MANAGEMENT USA INC.](https://search.stillhousedata.com/firm/139022) | 2012-10-25 | present | Yes |
| [ALTEGRIS ADVISORS, LLC](https://search.stillhousedata.com/firm/154003) | 2012-04-12 | 2012-10-05 | — |
| [GENEVA ADVISORS, LLC](https://search.stillhousedata.com/firm/121629) | 2010-06-02 | 2011-07-11 | — |
| [GENEVA ADVISORS, LLC](https://search.stillhousedata.com/firm/121629) | 2005-04-06 | 2010-06-02 | — |
| [INVIEW INVESTMENTS](https://search.stillhousedata.com/firm/126876) | 2004-07-20 | 2005-03-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3071768)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3071768.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.