# SEAN EUGENE RILEY

SEAN EUGENE RILEY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2024-03-11 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-04-16 | 2014-01-03 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2004-12-07 | 2009-04-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3073478)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3073478.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.