# WAI KEE CHAN

WAI KEE CHAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2025-10-30 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2013-05-31 | 2025-09-30 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2006-01-23 | 2013-06-10 | — |
| [HOEFER & ARNETT CAPITAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/110561) | 2004-03-22 | 2005-10-04 | — |
| [DWS INVESTMENT MANAGEMENT AMERICAS, INC.](https://search.stillhousedata.com/firm/104518) | 2002-09-23 | 2004-04-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3089150)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3089150.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.