# Sean Emmet Breen

Sean Emmet Breen is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2023-10-19 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2020-10-05 | 2023-10-18 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2017-02-15 | 2020-10-07 | — |
| [NEW YORK LIFE INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/109591) | 2012-03-13 | 2016-11-16 | — |
| [MANULIFE INVESTMENT MANAGEMENT (US) LLC](https://search.stillhousedata.com/firm/106435) | 2007-10-12 | 2012-03-06 | — |
| [JOHN HANCOCK INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/105790) | 2007-10-12 | 2010-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3096780)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3096780.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.