# NICHOLAS CHARLES BAUER

NICHOLAS CHARLES BAUER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with OPEROSE ADVISORS LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OPEROSE ADVISORS LLC](https://search.stillhousedata.com/firm/287465) | 2017-07-24 | present | Yes |
| [JANUS HENDERSON INVESTORS](https://search.stillhousedata.com/firm/107300) | 2015-08-03 | 2017-01-12 | — |
| [GENEVA CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/105432) | 2010-06-03 | 2017-01-24 | — |
| [JOHNSON WEALTH INC.](https://search.stillhousedata.com/firm/125557) | 2010-01-29 | 2010-05-14 | — |
| [CLEARY GULL INC.](https://search.stillhousedata.com/firm/45309) | 2008-12-17 | 2010-05-14 | — |
| [ZIEGLER CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/135622) | 2005-05-24 | 2008-11-20 | — |
| [B. C. ZIEGLER AND COMPANY](https://search.stillhousedata.com/firm/61) | 2005-04-12 | 2008-11-20 | — |
| [WOLF FINANCIAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/44225) | 2004-01-05 | 2005-04-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3099440)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3099440.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.