# Kathryn Leeper Hooper

Kathryn Leeper Hooper is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with OSAIC INSTITUTIONS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2025-01-13 | present | Yes |
| [SORRENTO PACIFIC FINANCIAL, LLC](https://search.stillhousedata.com/firm/127787) | 2017-12-15 | 2025-01-10 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2017-05-25 | 2017-12-15 | — |
| [INVESTMENT ADVISORS CORP](https://search.stillhousedata.com/firm/117531) | 2011-11-10 | 2016-04-25 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-01-03 | 2011-10-05 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2010-08-05 | 2011-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3099687)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3099687.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.