# BRETT SHANE BERNSTEIN

BRETT SHANE BERNSTEIN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with XML FINANCIAL, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [XML FINANCIAL, LLC](https://search.stillhousedata.com/firm/284987) | 2016-10-01 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2004-10-22 | 2016-10-13 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 1998-11-20 | 2004-10-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3103034)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3103034.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.