# SCOTT WILLIAM HOLMES

SCOTT WILLIAM HOLMES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2022-12-06 | present | Yes |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2018-05-22 | 2022-12-13 | — |
| [NEUBERGER BERMAN BD LLC](https://search.stillhousedata.com/firm/2908) | 2015-10-01 | 2018-05-23 | — |
| [AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/138756) | 2012-05-22 | 2015-09-29 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2012-03-07 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2009-04-13 | 2009-06-01 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2003-11-28 | 2009-04-22 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2002-11-22 | 2003-11-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3111952)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3111952.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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