# KIMBERLY DAWN SMITH

KIMBERLY DAWN SMITH is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with SOWELL FINANCIAL SERVICES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SOWELL FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/127145) | 2024-08-13 | present | Yes |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2018-11-13 | 2024-07-30 | — |
| [STEPHENS INC.](https://search.stillhousedata.com/firm/3496) | 2014-09-04 | 2017-08-22 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-07-23 | 2014-09-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3112353)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3112353.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.