# RICHARD MICHAEL LIGOTTI

RICHARD MICHAEL LIGOTTI is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with LAGUNA NIGUEL SUMMIT WEALTH MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LAGUNA NIGUEL SUMMIT WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/283837) | 2016-07-29 | present | Yes |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2010-04-27 | 2016-07-18 | — |
| [AFA ADVISOR SERVICES LLC](https://search.stillhousedata.com/firm/129104) | 2006-03-01 | 2010-04-27 | — |
| [WILLIAM JORDAN INVESTMENTS, INC.](https://search.stillhousedata.com/firm/127495) | 2003-09-26 | 2004-09-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3116658)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3116658.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.