# JAMES STUART RICHTER

JAMES STUART RICHTER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with ADVISORY SERVICES NETWORK, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ADVISORY SERVICES NETWORK, LLC](https://search.stillhousedata.com/firm/146051) | 2018-04-10 | present | Yes |
| [ESG WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/136830) | 2011-03-09 | 2013-05-14 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-04-02 | 2009-02-02 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2005-07-01 | 2007-04-02 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2005-07-07 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2001-06-12 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3122234)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3122234.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.