# Adriana Serna

Adriana Serna is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2022-10-10 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2021-08-04 | 2022-09-21 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2017-09-14 | 2021-07-23 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2012-08-24 | 2017-08-14 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2009-02-23 | 2011-10-10 | — |
| [HOMESTEAD ADVISERS CORP.](https://search.stillhousedata.com/firm/109845) | 2008-07-28 | 2008-11-26 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-10-03 | 2008-06-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3128143)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3128143.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.