# JONATHAN A OAKES

JONATHAN A OAKES is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2022-01-25 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-06-17 | 2022-01-27 | — |
| [LECONTE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/168539) | 2013-08-12 | 2014-05-15 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2009-01-16 | 2013-09-11 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2008-04-09 | 2009-01-06 | — |
| [LANDOAK SECURITIES, LLC](https://search.stillhousedata.com/firm/41123) | 2004-10-26 | 2005-12-12 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2004-02-27 | 2004-11-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3128345)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3128345.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
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