# ROY E COOK

ROY E COOK is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-09-29 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2018-05-20 | 2023-09-29 | — |
| [SAGE PRIVATE WEALTH GROUP, LLC](https://search.stillhousedata.com/firm/173399) | 2015-04-10 | 2018-05-14 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2015-04-03 | 2018-05-18 | — |
| [FORVIS MAZARS WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/110905) | 2014-11-05 | 2015-04-20 | — |
| [WOLF FINANCIAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/44225) | 2010-07-20 | 2014-12-31 | — |
| [WOLF FINANCIAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/44225) | 2010-07-10 | 2015-04-20 | — |
| [OAK BROOK STRATEGIC INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/151334) | 2009-09-21 | 2010-12-23 | — |
| [BAKER TILLY INVESTMENT ADVISORS](https://search.stillhousedata.com/firm/111264) | 2006-01-18 | 2009-09-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3129380)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3129380.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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