# RAFAEL LOCKEN - TESTA

RAFAEL LOCKEN - TESTA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | present | Yes |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2008-12-10 | 2009-06-01 | — |
| [UBS INTERNATIONAL INC.](https://search.stillhousedata.com/firm/107726) | 2002-06-03 | 2008-12-24 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2001-01-29 | 2002-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3130271)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3130271.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.