# JOSEPH ARTHUR LLOYD

JOSEPH ARTHUR LLOYD is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2020-05-26 | present | Yes |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2012-03-23 | 2020-05-18 | — |
| [PAULSON INVESTMENT COMPANY LLC](https://search.stillhousedata.com/firm/5670) | 2010-01-06 | 2012-02-29 | — |
| [GUNNALLEN FINANCIAL, INC](https://search.stillhousedata.com/firm/17609) | 2008-12-22 | 2010-01-13 | — |
| [CONSOLIDATED PORTFOLIO REVIEW CORP](https://search.stillhousedata.com/firm/112694) | 2007-02-22 | 2008-12-12 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-08-15 | 2007-02-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3131420)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3131420.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.