# TOMMY LIK- KWAN LAM

TOMMY LIK- KWAN LAM is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-01-19 | present | Yes |
| [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | 2018-07-11 | 2024-01-19 | — |
| [CAPITAL ONE ADVISORS, LLC](https://search.stillhousedata.com/firm/136865) | 2015-01-28 | 2018-07-11 | — |
| [CAPITAL ONE FINANCIAL ADVISORS LLC](https://search.stillhousedata.com/firm/127236) | 2011-10-06 | 2015-01-28 | — |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2010-01-19 | 2011-07-20 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2007-05-29 | 2009-12-17 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2004-11-09 | 2007-05-29 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2002-07-01 | 2002-08-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3134535)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3134535.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.