# CORY JAMES THOMPSON

CORY JAMES THOMPSON is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with REGAL INVESTMENT ADVISORS LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [REGAL INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/125004) | 2015-11-30 | present | Yes |
| [FIRST INDEPENDENT ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/132678) | 2013-01-02 | 2015-12-01 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2010-12-01 | 2012-09-04 | — |
| [ARVEST INVESTMENTS, INC.](https://search.stillhousedata.com/firm/42057) | 2004-01-02 | 2010-12-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3146207)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3146207.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.