# JAMES ROBERT POTEET

JAMES ROBERT POTEET is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with VANGUARD ADVISERS, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VANGUARD ADVISERS, INC.](https://search.stillhousedata.com/firm/106715) | 2014-05-05 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-01-21 | 2014-03-24 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2013-02-11 | 2014-01-21 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2011-02-23 | 2011-09-26 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-06-02 | 2009-11-11 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2007-03-23 | 2009-06-01 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2005-04-05 | 2006-12-18 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2004-07-20 | 2005-02-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3154885)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3154885.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.