# ANN LUCY HERRERO

ANN LUCY HERRERO is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with DUNHILL FINANCIAL, LLC, LANSDOWNE WEALTH MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LANSDOWNE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/155422) | 2025-03-21 | present | Yes |
| [DUNHILL FINANCIAL, LLC](https://search.stillhousedata.com/firm/288211) | 2024-11-12 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2021-04-16 | 2024-10-03 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2011-02-04 | 2015-03-30 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2011-02-11 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-08-03 | 2009-06-01 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2005-01-12 | 2007-08-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3156939)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3156939.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.