# Diane Carol Brown

Diane Carol Brown is an investment adviser representative (IAR) with state registration records since 2008, appearing at 8 firms. Currently registered with WEALTH ENHANCEMENT ADVISORY SERVICES, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WEALTH ENHANCEMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/116407) | 2025-07-10 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-08-23 | 2025-07-10 | — |
| [TRIAD ADVISORS LLC](https://search.stillhousedata.com/firm/25803) | 2020-07-15 | 2024-08-23 | — |
| [TRIAD ADVISORS LLC](https://search.stillhousedata.com/firm/25803) | 2019-07-01 | 2019-07-31 | — |
| [ADVOCACY WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/141943) | 2016-05-12 | 2018-05-24 | — |
| [CERTUS INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/159221) | 2013-10-24 | 2015-06-30 | — |
| [CAROLINAS INVESTMENT CONSULTING LLC](https://search.stillhousedata.com/firm/104379) | 2011-11-14 | 2013-10-14 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2010-06-02 | 2010-11-03 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-01-10 | 2010-02-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3160244)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3160244.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.