# ERIK LEE PUFFENBERGER

ERIK LEE PUFFENBERGER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2007-08-02 | present | Yes |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2006-05-24 | 2007-04-18 | — |
| [J.P. MORGAN ASSET MANAGEMENT](https://search.stillhousedata.com/firm/107247) | 2004-07-07 | 2005-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3163791)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3163791.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.