# ERIC ANDREW PEMBERTON

ERIC ANDREW PEMBERTON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2025-05-14 | present | Yes |
| [FISHER ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/107342) | 2024-03-15 | 2025-02-06 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2023-02-14 | 2024-03-14 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2021-08-24 | 2022-07-07 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2013-04-17 | 2021-06-29 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2013-01-16 | 2013-04-04 | — |
| [JACKSON WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/147642) | 2012-08-01 | 2012-10-11 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2009-10-07 | 2011-01-25 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2009-10-07 | 2011-01-25 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2003-06-16 | 2009-04-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3167474)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3167474.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.