# MAURICIO GUADARRAMA

MAURICIO GUADARRAMA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2014-08-08 | present | Yes |
| [ESSEX NATIONAL SECURITIES, LLC](https://search.stillhousedata.com/firm/25454) | 2010-02-17 | 2014-08-11 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-03-04 | 2010-02-17 | — |
| [IFMG SECURITIES, INC.](https://search.stillhousedata.com/firm/14416) | 2003-07-21 | 2008-03-04 | — |
| [LASALLE FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/20373) | 2003-04-25 | 2003-07-01 | — |
| [IFMG SECURITIES, INC.](https://search.stillhousedata.com/firm/14416) | 2003-03-31 | 2003-04-24 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2002-04-26 | 2003-04-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3173342)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3173342.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.