# SERGIO MARISCAL LOZANO

SERGIO MARISCAL LOZANO is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2022-03-14 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2013-05-01 | 2022-03-25 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2013-05-30 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2008-07-21 | 2009-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3178916)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3178916.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.