# PATRICIA MARGARET KAPPEN

PATRICIA MARGARET KAPPEN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with CENTAURUS FINANCIAL, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CENTAURUS FINANCIAL, INC.](https://search.stillhousedata.com/firm/30833) | 2018-02-23 | present | Yes |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2017-08-21 | 2018-02-23 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2011-11-17 | 2017-08-21 | — |
| [TORREY PINES SECURITIES, INC.](https://search.stillhousedata.com/firm/17120) | 2010-09-07 | 2011-11-21 | — |
| [COOPER FINANCIAL GROUP](https://search.stillhousedata.com/firm/111458) | 2009-12-07 | 2010-09-15 | — |
| [GIRARD SECURITIES, INC.](https://search.stillhousedata.com/firm/18697) | 2006-09-21 | 2009-12-04 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2006-06-09 | 2006-09-28 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2003-11-07 | 2005-09-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3190240)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3190240.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.