# WILLIAM FRANCIS PHILLIPS III

WILLIAM FRANCIS PHILLIPS III is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with OCEAN PARK ASSET MANAGEMENT, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OCEAN PARK ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/145634) | 2024-10-30 | present | Yes |
| [SIERRA INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/106615) | 2015-10-07 | 2024-12-23 | — |
| [NEW YORK LIFE INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/109591) | 2011-02-14 | 2015-09-03 | — |
| [NEW YORK LIFE INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/109591) | 2009-09-10 | 2010-08-13 | — |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 1999-06-03 | 2002-08-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3192254)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3192254.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.