# RODERICK JOHN WAGNER

RODERICK JOHN WAGNER is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2012-12-03 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-11-16 | 2012-12-03 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-10-20 | 2009-10-23 | — |
| [QUICK & REILLY, INC.](https://search.stillhousedata.com/firm/11217) | 2003-07-18 | 2004-10-20 | — |
| [ROBERTSON STEPHENS, INC.](https://search.stillhousedata.com/firm/41271) | 2002-05-06 | 2002-08-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3192719)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3192719.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.