# RITA J ROTHSTEIN

RITA J ROTHSTEIN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2014-01-03 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2005-06-03 | 2014-01-10 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 1999-07-02 | 2005-06-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3206769)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3206769.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.