# Dorothea Sue Cole

Dorothea Sue Cole is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with J. W. COLE ADVISORS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2019-05-08 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2018-11-02 | 2019-02-07 | — |
| [SIGNATOR INVESTORS, INC.](https://search.stillhousedata.com/firm/468) | 2016-05-13 | 2018-11-02 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2009-12-10 | 2016-05-13 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2006-05-01 | 2010-01-04 | — |
| [BANC ONE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/16999) | 2001-08-27 | 2006-05-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3208277)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3208277.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.