# JAMES EDWARD ELLIS

JAMES EDWARD ELLIS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2011-11-29 | present | Yes |
| [SANDERS MORRIS LLC](https://search.stillhousedata.com/firm/20580) | 2008-11-05 | 2011-11-23 | — |
| [QA3 FINANCIAL LLC](https://search.stillhousedata.com/firm/104957) | 2006-06-30 | 2008-11-03 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-03-09 | 2005-07-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3211966)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3211966.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.