# Angel Kam Fung Chen

Angel Kam Fung Chen is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2019-10-18 | present | Yes |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2016-07-14 | 2019-09-16 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2013-09-05 | 2016-07-25 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2010-08-18 | 2013-09-12 | — |
| [(DBA) LYON QUEST ASSET MANAGEMENT](https://search.stillhousedata.com/firm/150638) | 2009-10-29 | 2011-08-22 | — |
| [REDWOOD SECURITIES GROUP, INC.](https://search.stillhousedata.com/firm/27536) | 2008-02-14 | 2008-03-19 | — |
| [REDWOOD SECURITIES GROUP, INC.](https://search.stillhousedata.com/firm/27536) | 2007-08-23 | 2007-11-29 | — |
| [REDWOOD SECURITIES GROUP, INC.](https://search.stillhousedata.com/firm/27536) | 2007-02-27 | 2007-07-31 | — |
| [UCB INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/125574) | 2003-10-20 | 2005-08-04 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2000-06-27 | 2002-07-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3226538)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3226538.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.