# Frank Poli

Frank Poli is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2017-10-11 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2016-06-03 | 2017-10-19 | — |
| [FINANCIAL NORTHEASTERN SECURITIES, LLC](https://search.stillhousedata.com/firm/17007) | 2013-07-16 | 2016-05-17 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2011-10-26 | 2013-07-01 | — |
| [T. ROWE PRICE ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/108958) | 2008-06-06 | 2011-01-31 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2006-04-24 | 2007-10-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3230150)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3230150.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.