# ARTURO ROCHA

ARTURO ROCHA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2021-09-27 | present | Yes |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2015-08-14 | 2021-09-14 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2012-06-07 | 2013-12-31 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2011-05-27 | 2011-07-08 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2005-09-27 | 2011-01-14 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2004-05-04 | 2005-02-14 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2004-01-12 | 2004-04-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3256759)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3256759.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.