# THOMAS EDWARD FINLEY

THOMAS EDWARD FINLEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with WAVERLY ADVISORS, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WAVERLY ADVISORS, LLC](https://search.stillhousedata.com/firm/115332) | 2024-10-22 | present | Yes |
| [9258 WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/290693) | 2021-01-04 | 2024-12-02 | — |
| [THE HUNTINGTON INVESTMENT COMPANY](https://search.stillhousedata.com/firm/16986) | 2018-09-27 | 2020-10-06 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2018-02-26 | 2018-10-05 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2018-02-01 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-04-02 | 2009-06-01 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2005-01-18 | 2007-04-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3258696)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3258696.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.