# MARK ALAN TARSHIS

MARK ALAN TARSHIS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-12-09 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-03-20 | 2024-12-09 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2016-09-20 | 2024-03-21 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2006-05-30 | 2016-10-03 | — |
| [QA3 FINANCIAL LLC](https://search.stillhousedata.com/firm/104957) | 2004-10-08 | 2006-05-30 | — |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2003-10-08 | 2004-09-15 | — |
| [ASSET & FINANCIAL PLANNING, LTD](https://search.stillhousedata.com/firm/110709) | 2001-05-24 | 2002-12-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3258892)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3258892.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.