# THOMAS JAMES ROCCOGRANDI

THOMAS JAMES ROCCOGRANDI is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2014-01-09 | present | Yes |
| [AVANTAX ADVISORY SERVICES](https://search.stillhousedata.com/firm/104556) | 2010-04-06 | 2010-12-31 | — |
| [CIC ADVISERS, LLC](https://search.stillhousedata.com/firm/130735) | 2007-06-22 | 2008-04-15 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2003-05-16 | 2006-11-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3260443)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3260443.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.